Human Resource Management

 

What is Human Resource Management?

Human Resources Management (HRM): it is an integrated set of processes, practices, programs and systems in an organization that focuses on effective development of employees (any person working for a company even if on contract, as the modern employment process includes various forms of employment). People are as important to the success of the company as material resources.

HRM Processes and Practices

  1. Organizational, work and job design: coordination of tasks in order to ensure an accurate flow.
  2. HR Planning: plan what is necessary for the company: the right people, right skills, time and place.
  3. Recruitment and selection: sourcing, attracting and hiring the people who are right for the company.
  4. Training and development: providing the resources to help employees gain the necessary knowledge and skills to do their job and how to improve in the future.
  5. Performance Management: mechanism is set in place to provide feedback.
  6. Rewards and Recognition: developing a reward and benefit system that will attract and retain employees.
  7. Occupational health and safety: ensure that the safety and health of employees is maintained.
  8. Employee and labor relations: ensuring that there is positive and constructive relationships.

The above list is constituted of more traditional tasks. There is also organizational development and learning, high performance work groups, flexible work arrangements and HRM systems. All of the above needs to be considered when evaluating the business issues and know which ones fit with the organization. HRM is important for all companies as the well-being and the fit of the employee can significantly impact the success of the organization. The employee could work less if unhappy. Employers need to learn to manage carefully its human resources.

Partnerships of Line Manager

Role of Line Manager: they are not just product managers they are people managers that need to take an active leadership role in order to guide the employees and help them grow with the company. The line managers is the one who identifies the gaps and seeks advice from the HR professionals whose role is to support the staff and guide in creation of steps to take to improve the employees work flow and their training.

Role of HR professionals: they take an active role in setting up recruitment and pay distribution while providing guidance in policy making in order to improve the performance. Hence they help the line managers. They listen to concerns and try to answer to them, they are strong on building relationships.

The ongoing partnership: HR professionals and line managers need to work together in order to design and deliver strong programs which will enhance the talent management. HR managers have important role in decision making and their skills should be present in all managers.

Current business issues and the changing nature of work

Issue 1: Global Economy
The economy today is in the globalization process where exports in Canada are the foundation and that making partnerships with foreign countries and companies has become a trend. Competitors are no longer located inside the country, they are global. Hence companies need to ensure effective human resource management in order to ensure a competitive advantage.
Effect on HRM: managers need to ensure to have knowledge of the other cultures in order to have fair and effective training programs, pay programs. Such increased opportunities adds to the complexity of employee management.

Evolution of Firms and Business sectors

The varying prices, resources and stocks have been affecting firms since 2007. Such fluctuations make it difficult to predict the future. The recession has caused also the oil industry to fall as they are difficulties in getting environmental agreements, hence had to resort to collaborations with scientific experiments. In addition, the manufacturing sector was affected and has been for years meaning that some firms experienced failures. But some non-traditional manufacturing process have been put into place.

  1. Managing Costs: for years companies have tried to lower costs and increase productivity. However, the cuts were made in the labor sector as it represents one of the biggest expenditures. Organizations have tried downsizing, eliminate specific jobs a process which should be organized and executed carefully in order to avoid letting the best employees leave. In addition, they need to provide a services that will help both type of employees cope with the downsizing and stay positive. HRM problem
  2. Outsourcing: looking for outside organizations that will do the work instead of the current employees=save money and time. However, depending on what is outsourced and the type of company that will do it, it might not be necessary to outsource outside the country as the service might not be the best.
  3. Leasing employees: meaning that they are employees who are hired by an outside company and then leased out to the previous one=cost reduced.

All of these are HRM concerns that need to be managed carefully in order to ensure the employees work well with the mission and are engage with the organization.



Technology and Quality

As time progress the use of technology and the Internet to store and collect data has increased. This created the possibility to have faster information that will be accessed on the go and at any time. Resulting in the creation of new jobs, elimination of other and especially TELEWORK(conducting work from different locations which allows people to work at home and firms to diminish the cost of office space.)

    • Influence on HRM=HRMS:
      it is the creation of a technology that give data for the purpose of decision making. This helps the company to have cheap access to data that could be used in order to hire the best of employees or decide whenever a promotion is necessary. LEVERAGE of human capital, even with external parties. 1) operational impact by automating pay, provide reviews through social media… 2) enhance service to the line manager as to avoid doing easy tasks such as giving statements to employees. 3) Internet use has helped the usage of data to help HRM to make accurate decisions and provide communication platforms.
    • Quality:
      it is an important customer expectation that can be a competitive advantage. HRM implications is based on hire good staff that work in teams, compensation in line with the quality etc.
    • TQM:
      the use of quality to improve customer satisfaction has begun 20 years ago and has been used to understand customer needs and strive for improvement.
    • Six Sigma:
      process that translate the needs into a set of optimal tasks performed together. It tries to prevent mistakes from happening by problem solving.
    • Lean:
      a more inclusive method than Six Sigma that concentrates on costs and overall quality, production. Used by Toyota. But it is not always reaching its objectives
    • Benchmarking:
      looking at the best practices in other companies

All of these options are key to HRM as they help to make employees understand the importance of quality and create a healthy environment. However, quality should not be standardized and have some flexibility to change and adapt to situations.

Sustainability

As the planet start to die and that the sustainability of humankind has become a concern. Organizations have started to turn and develop new technologies and methods to improve the conditions of the planet. This new concern is affecting HRM as new jobs are created and new industries as well and has become part of the firm’s mission.

Human Capital and Talent Management

Managers need to learn to build the employees experience and help them develop further KSA. They need to adapt to each individuals and bring their unique capabilities into the company as it is shown that organizations compete on the HUMAN CAPITAL level (all of the individuals knowledge, skills and abilities that have economic value to an organization). In addition, companies have started to identify core competencies that employees need in order to be different from the competition. Managers need to encourage sharing knowledge and skills between employees and encourage overall participation in order to avoid outdated skills and enhance the core competencies.
Talent management concept has slowly evolved which the leverage of core competencies in order to achieve high organizational performance by integrated HR practices that will keep the employees involved.




Demographic and Employee concerns: changes in expectations

  • Diversity of backgrounds: employment opportunities and programs need to be created for immigrants as they will represent 33% and more of the labor force. HRM needs to consider methods of how to work with them and adapt.
  • Generations of Work: organizations need to find ways to help employees from different generations work together. (by 2021, 55% of the workforce will be over 55). Each generation has unique expectations and beliefs meaning organizations need to recognize them and adapt.
  • Skills and Labor shortage: with the population aging less people are entering the workforce and the older generation are more prone to retire sooner as they are not as tech savvy and integrated into the modern culture. Organizations need to encourage mentoring of the younger generation by the older.
  • Gender Distribution of the workforce: 62% of women over 25 are working meaning that firms need to understand that and encourage fairness and anti harassment procedures.
  • Rising levels of Education: there is an increased gap in the education as people with higher degrees obtain and retain better jobs and have higher compensations.
  • Changing nature of jobs and cultural changes: jobs are becoming more and more temporary and contractual meaning that there is less benefits available and less control. The culture the employees live in affects.
  • Employee right, ethics and privacy: Discretion and ethical culture is important in any organization is order to build employee trust.
  • Changing attitudes toward work: people are in search of meaning their work in order to be fulfilled and happy. People are looking for great cultures that support them.
  • Balancing work and family: Providing an opportunity to be involved in both worlds without any sacrifices is important. People want to have opportunities to raise children and take care of elderly.

Business strategy and HRM strategy

Incorporation of business strategies that will prevent issues and increased performance. They are two corporate strategies: 1) restructuring strategy to ensure long term survival and 2) growth.

    1. The business strategies are based on a specific line and follow Porter’s five forces.

 

  • Low cost provider
  • Differentiation
  • Best cost provider=more value
  • Niche market based on low cost
  • Niche product customized

To be competitive the firms needs to focus on HRM research in order to implement processes that develop the employee’s abilities. But these practices need to be effective. HR strategy and Business strategy need to work together. HR practices ensures that human capital contributes to the business objectives. There is a need to integrated the employees needs into the strategies and ensure that a link is created.

Legal Framework of HRM

Laws and legislations affect the way managers practice HRM. It is important for managers to aware of their biases and avoid making rash decisions in order to increase performance if they can be legally held accountable for their actions.
Legal Framework of HRM
Eg Canada has two set of laws Federal and Provincial. In addition, there is 14 jurisdictions=14 laws set. Even though HR is usually affected more by employment laws, there is also: common law, contract law and government regulations that could impact the management of human resources.
Federal legislation applies to only 10% of workers and the rest by provinces that could vary and be independent of each other. Federal law regulates all workers Employment insurance and Canada Pension Plan.
Federal Employment Laws:
Federal companies such as gov. department, banks, airlines, Railway, insurance… have 2 basic employment laws
1. Canada labor Code: covers basic employment conditions, labor relations, health and safety; it is regulated by the Canadian Industrial Relations Board.
2. Canadian Human Rights Act: it is regulated by the Commission of the same name and it takes care of complaints for harassment and discrimination.
There is also a privacy legislation law that is divided in to two: 1) reserved specifically to federal companies and 2) which expands to the provincial businesses. These acts ensure that information and rights of employees concerning their personal information is used appropriately and all is disclosed in a written matter to the employees. Provides protection.
1. Personal Information protection and Electronic Document Act (PIPEDA)
2. Personal Information Legislation Act ( provincial)
There is also the Immigration and Refugee protection Act that exists concerning immigrants.
Provincial Employment Legislation
On the provincial level the government provides a maximum amount of hours a day that an employee can work before being paid overtime. They are health and safety regulations plus human rights legislation.




Human Rights Legislation

Human rights are one of the most important concepts in employment which gives individuals the right to be treated as individuals not matter their characteristics such as race and religion: it prevents any discrimination. Even it is meant to protect it does not cover every situations.
In addition, there is the concept of BROR (bona fide occupational requirement) meaning that under specific circumstances discrimination will be allowed if it hinders either the organization or the individuals. The human rights commission and the tribunals have made some behavior illegal and enforced laws that forces people to act in a certain way in order to avoid complaints.

Discrimination

Federally, provincially and territorially they are certain grounds on which discrimination is prohibited such as race, religion, sexual orientation, criminal convictions, ethnicity and marital status…
However, some barriers are hidden which are referred to as systematic discrimination: exclusion of certain groups on the basis of employment policies or practices of the human resources based on criteria unrelated to the job. It is the avoidance of certain groups.
But employers may be permitted to discriminate on the condition of a BFOQ (bona fide occupational qualifications): justifiable reason for discrimination on the basis of safety and effectiveness reasons. For example women guards in a women prison.
The discrimination needs to be either intentional or unintentional meaning that the Supreme Court will decide. The court can decide that special accommodations are taken by the companies to help the employees with their specific characteristics. They need to make the standard that being different does not disadvantage.
Reasonable Accommodation: adjusting employment policies and practices so that no individuals is denied benefits and prevent discrimination. This means redesigning duties, environment and any type of support to help individuals adjust.
They are organizations that promote and enable people with disabilities to have jobs.
Allowances and any type of care is important by organizations as they build trust and show that they are understanding of people with unique habits or other.
* Reverse Discrimination: giving preference to certain groups such that others feel they are discriminated against. Certain quotas are being attached to the hiring process hence making some individuals believe they are in a disadvantage if the organization is seeking certain individuals.

Harassment

Certain provinces have protection for sexual harassment only but others have additional circumstances such as physical abuse. Managers need to be aware of such behaviour and know when to take actions. Harassment is defined by the commission as and physical or verbal conduct that offends or humiliates an individual. This can be in the form of touching, hitting, yelling, unwelcome remarks….
It is important for organizations to have policies that protect individuals. More recently it started to include Psychological Harassment (harmful work env. Is created from aggravating behavior).

Enforcement of Human Rights legislation

    1. The Human Rights Commission follows a series of specific steps in order to find or act upon discrimination.
    2. Inquiry: individual present a complaint
    3. Early resolution and mediation: CHRC determines if it is the right agency and then provides a mediator.
    4. The complaint is filed: the commission decides to act or not
    5. Mediation: specialist are assigned and assist the individuals in their resolution
    6. Preliminary assessment: if the parties are not willing the complaint is referred to the Investigation Division.
    7. Investigation: after the research is done the commission sends everything for conciliation or to the tribunal.

This process is similar in provincial commission but the investigation will be sent to the ministry in charge of the human rights.

Employment standards legislation

Usually any laws pertaining to employment includes the words employment and the Canada lobor Code includes the minimum requirements that organizations should follow. Different agencies take care of employment. Every provinces have their own legislation standards such as Manitoba where the “domestic workers” are included. Employers need to be aware of these minimum requirements as it can result in lawsuits.



labor relations legislation

It is the process by which the trade union acquire bargaining rights and procedures they undertake. These relations apply only to unionized workers around 29% of the workforce which is in the public sector. They are usually used during specific complaints.
Health and safety legislation and workers compensation
This legislation is usually applied by the Workers compensation Board which can decide that an employee should receive a monetary compensation for the injury. Employers have more responsible over the health and safety of the employees =increased attention to workplace environment.

Employment and pay equity

The changing workforce constitution which is 60% represented by others than healthy man.
Meaning organization will need to understand and respond to the need of these new entrants.

Employment Equity

Definition: the process of achieving equality in all aspects of employment. This has brought the jurisprudence to adapt policies and practices that will prevent past discrimination and ensure equitable representation in the workforce.
* Law on employment equity: the Employment Equity Act requires all federal organizations or those under the Crown with more than 100 employees to implement equity and report on the results. They are required to show a better understanding of designated groups (those who have been disadvantaged by employment). They are no provincial standards that require such procedures but they are employment legislation and the Charter of Rights and Freedoms that needs to be followed. The point of identifying any inequity is to reduce the barriers created in order to create a fair working environment.
* Women: have some discrimination as they are concentrated in less physical related jobs
* First Nations: have barriers due to low education, experience and culture
* People with Disabilities: only 51% are actively in the workforce, systematic barriers are created due to lack of physical and human support that could provide a safe env.
* Visible Minorities: they experience low income, less access to qualified jobs even with similar qualifications to others.
* Benefits of Employment Equity: following business equity is good for performance as more diverse groups of people are able to enter the workforce and provide unique ideas. Making special efforts to employ people representative of the population will avoid costly human rights complaints.




Pay Equity

Definition: practice of equal pay for work of equal value.
The gap between men and women has been slowly diminished by making it into a law that:
1. Women should receive the same pay if they work in the same position for the same organization. Regulated by the Employment Standards Act.
2. Women should receive equal pay if the work in a comparable position than men in another organization.
In both cases the jobs should be compared to a gender neutral system in order to identify an equal pay method that is based on skills, responsibilities and conditions of employment. Under the federal legislation all workers are protected on a complaint based system.

Diversity

Managing diversity unlike equity is a voluntary action. Diversity management is the policies and practices of organizations that encourage differences in order to achieve objectives. It is the creation of an inclusive workplace that allows and retains unique individuals. In addition, this helps with the adaption to the changing population which is highly represented by immigrants. Organizations need to ensure the development and engagement of the diverse groups. There is a continuous need to create programs that will help diverse groups in order to avoid unemployment due to unfair treatment.

Creating an environment for success

Good management is the key to get through the lengthy process of integrating diversity. Training is one of the keys to a diverse environment where individuals believe and accept one another for who there are. Success indicators and diversity surveys should be evaluated and put into places. Managers need to be evaluated on the concept of diversity in order to set an example and create an economic sustainability.

Defining and designing the work

This chapter looks at the changing organization that wish to have more effective and flexible teams to meet the customer’s needs.

Managers want to develop jobs that can keep up with the speed by designing work.

The lines manager’s role in defining Work

The line manager needs to know what steps should be taken to maximize performance, the skills and abilities needed and has to implement those jobs in order to reach the firms goals.

Relationships of Job requirements and HRM processes

Job: Group of related activities and duties which are similar to the units of work and need to be clear and distinct.
Position: specific duties and responsibilities performed by only one individual.
Work: task and activities that need to be completed. This term allows managers to think more flexibly and in terms of short term assignments.
The key to organizational success is the knowledge of the type of tasks and the skills required to do them.
Companies should start using work profiles in order to describe the jobs: such as expected behavior and competencies.




Job analysis

Definition: process of obtaining information about jobs by determining: duties tasks, activities, skills, knowledge, abilities which are needed.
The purpose is to improve the performance of the organizations. Hence, the systematic process needs to start with understanding the company’s objectives, then used verifiable information in order analysis the jobs and create a job description.
It is either the HR professional or the line manager that will conduct the research by either doing an interview, questionnaire or an observation. However, it should be ensured that the job is not inflated and is carefully reviewed in order to be able to take HRM decisions

Job Descriptions

    1. Definition: document that lists the tasks, the duties, responsibilities of a job to be performed along with the skills, knowledge and abilities to successfully do the work.

 

    1. Job title
    2. Summary of Job
    3. Duties and responsibilities: 10 to 15 statements
    4. Job Specification: 2/3 sentences describing the KSA
    5. Performance standards
    6. Date: time reference

A detailed set of job specifications are important for bot managers and employees as both know who is doing what and how it should be evaluated. This helps with recruitment and other HRM decisions.

Problems with Job Descriptions

  1. Usage of vague vocabulary
  2. Not updated as soon as duties change
  3. May violate the law
  4. Limit the scope of activities that will be performed
  5. Not including standards of performance
  6. Basis of conflict

Writing clear and specific job descriptions

it should be concise, direct and simply worded. Verbs should be in the present tense and action oriented (handle, research, conduct, generate, evaluate). Include any importance information that is related to the Human Rights legislation. The descriptions needs to be specific to increase awareness and allow for accommodation of particular cases.

Standards of Performance

They are necessary guidelines of the expected results which will help to avoid misunderstandings and bring the manager the possibility to evaluate the performance of the employee.

Job Analysis in a changing environment

Job analysis are assumed to be in a static environment where the duties and tasks stay the same. However, this those not account for technological changes, teams, virtual businesses, global changes… making most the jobs inaccurate and in need of accommodation.
1. Managers adapt a future oriented approach.
2. Competency based approach where managers concentrate on the behavior and the characteristics of successful performers and not on tasks. It would be based on specific competencies.
3. Living job description: the most practical as it changes simultaneously as the job changes. Continues updating from both managers and employees through an online performance system which will help with resolving issues and changing the jobs descriptions.
Clear identification of the work that needs to be done and the skills needed will help mangers.




Use of Information from job analysis: HRM Processes

Recruitment: locating and encouraging potential applicants. Therefore, descriptions are crucial as they identify who will be the capable of performing the job well and what qualifications they need.
Selection: after location, the managers will select the candidate based on the descriptions.
Legal issues: make sure the descriptions do not present any selection items that could be discriminatory an exclude a certain portion of the population.
Training and Development: any differences between the KSA of the descriptions and the ability of the employee should be a basis for training. Anything that could help for employee development should be taught.
Performance Reviews: evaluating the performance based on the initial qualifications will help the mangers to see if the requirements are still valid and could help with the progress of the business.
Health and Safety: all safety and health issues need to be identified and regulated in order to ensure and effective environment.
Compensation: Job descriptions are used on the basis of the compensation as evaluation and the line manager makes the final decisions based on effort, skill and responsibility.

Designing the job

    1. Job Design: process of defining tasks, roles and other processes to achieve the goals of the employees and that of the organization. This takes care of altering the job to have person-job fit and person-organization fit. Improving the quality of the facilities or the behaviors.

 

  • Job rotation
  • Job enlargement: increased tasks
  • Leadership teams: multiple roles of leader
  • Job enrichment: higher responsibilities
  • Job crafting: employee shapes his own work
    Job design considers 4 basic elements:
  1. organizational objectives the job fulfills
  2. making the work environment efficient
  3. ergonomic concerns
  4. employee attitudes and behaviors. The employee should actively participate in the improvement of the job.

Job Design and Job Characteristics

    1. Job design= improve employee satisfaction and organizational efficiency.

 

    1. Job characteristics= it looks at the link between motivational factors and components of the job that will achieve improved work performance, internal motivation, lower absenteeism and turnover.

 

    1. Meaningful work
    2. Responsibility for work outcomes
    3. Has knowledge of the results
    4. These 3 states will create a more motivated employee through the MODEL:
      • Skill variety: degree to which the job requires a set of different skills
      • Task variety: degree to which the job requires the completion of a whole task with a visible outcome
      • Task significance: degree to which the task has substantial impact on others
      • Autonomy: degree of freedom of the methods to get the work done
      • Feedback: degree to which the work done will result in direct feedback about performance

This model seems to work only if the individual has the desire to do all of these activities and likes to be challenged. When there is a discrepancy between the work and the jobholder=frustration.

Designing work group contributions

All group activities have two characteristics: enhance collaboration and increase synergy. Group settings increase commitment to the organization and will ensure that the sum of efforts of 2 individuals is better than 1.




Role of Management

Employee involvement should be encouraged and teams in order to avoid conflict and create more inclusion. This will redefine the role of the manager who is no longer the only authority. However, organizations need to consider the overall design and structure before designing the contributions of each individual.
More employee involvement creates higher success if the managers are more open to suggestions and the work is based on team contributions. The reason ability or decision making is now shared.

Employee Empowerment

Definition: this is a technique to increase employee involvement. It grants power to initiate change in order to allow employees to take charge of they are doing. Employees need to become innovators;
Organizations need to encourage these conditions:
* Participation: take control of own work tasks and improve relationships
* Innovation: new ideas, paths should be encourage= risk taking.
* Access to information: allowed to ask for it and use it.
* Accountability: achieve credibility and accountable.
Organization’s culture needs to be receptive of openness and change in order to employee empowerment to work. Managers need to set the example by treating employees with respect and their ideas. Employment empowerment should be aligned with the strategy of the firm.
* Employee Engagement: it is a derivative of employee empowerment which is the creation of a dedication and commitment to the organization. This concept can be based on different drivers but it is important that the employee has certain powers in the organization and wants to stay. It can also be the fact of being treated fairly and equitably.
They are 3 organizational justice theories that can explain it: 1) procedural justice: the decision making process is fair and ethical, 2) Distributive justice: the consequences of decisions are fair and equal such as pay and career paths, 3) Interactional justice: good treatment and respect, well-being.
All will increase an employee’s desire to stay, decrease frustration.

Employee teams

Definition: employee contributions technique where work is done in groups and the members are decision making is given more discretion: process improvement and assignments.
A team is a group of individuals who have unique skills that they use to achieve a common purpose. Shared reasonability.
Employee teams are a logical result of employee involvement and engagement.
But they are 2 issues to consider:
1. The appropriate use of teams
2. Types of teams
Jobs that require specialized skills are not good with teamwork. Hence, when choosing a team structure managers need to assure that communication is present and collective knowledge.
They are several structures:
* Virtual Teams: using technology to communicate in diverse teams. Useful if not interdependent.
* Surgical teams: high level of expertise and coordination even though the responsibility is in one person.
* Co-acting groups: no interdependent work, the work is added together.
* Face to face: coordinate contribution in real time from expert individuals on one product.
* Leadership: several leader who run an organization
* Sand dune teams: fluid system that changes as the business changes.
However, no matter the structure all teams should have the following:
* Commitment to shared goals
-Consensus
-Open and honest communication
-Shared leadership
-Climate of collaboration
-Value diversity
-Recognition of conflict=good resolution
However, there might be issues with teams as leaders will feel they are losing their power. Hence, compensation should be given for the work done in teams, help in the training and adaption of the new found tasks and responsibilities. Attention needs to be given to fluidity of relationships.

Future Design of Organizational work

In the recent years, jobs have become more fluid and no longer as traditional in form. They are flexible such as contract, e-work, temporary, work sharing, compressed workweek, mobile work, home-based work, flextime, partnership.
The usage of cloud, social and mobile technology has increased a lot in the business world. Future jobs will require more crafting, with diversity. This will lead line managers to accept more power from their employees as the non-traditional forms will take over. Managers will need to encourage and work with the employees in a strong environment.
They are 3 types of diversity in employment: 1) mutually exclusive forms, 2) salary/wage workers and 3) self-employed workers



Human Resource Planning, Recruitment and Selection

Human Resource Planning

In order to reach their objectives managers need to pay close attention to recruitment and selection processes in order to have qualified employees.
An organization can compete using its employees therefore it needs to regard them carefully in order to achieve its strategic goals and the actions that will be undertaken to reach them.
The HR policies and processes is part of strategic HRM which needs to be applied to achieve the goals and employee the people with the right skills.
Human resource Planning: process where the people that are required to run the company are effective and will accomplish the goals of the company in the present and the future.
Hence, it ensures that the right staff with the appropriate skills is employed.

Linking HR Planning to strategic Planning

Strategic planning involves the allocation of resources in order to reach the major objectives when they are identified.
But, human capital is part of it, hence HR planning is aligned. HR plan needs to include the assessment of current workers and the creation of recruitment activities.
Succession planning is also part it as it ensures that leaders are developed with strong competencies and will help the overall strategy of the company

Importance of HR Planning for Staffing Needs

The Canadian labour force is changing: half of the population was employed in 2011, aging workforce is increasing, immigration is increasing, and workers are delaying retirement, labour shortages in the technological sector, more part-time and self-employed workers.
Such changes affect the staffing needs of the organization which should be looked upon with HR planning. If not considered loss in efficiency will be create as position will be vacant, training will take time and lack of staff.



HR Planning approaches

Since HR planning includes the selection of qualified people, there is a need to forecast the demand:
1. Trend analysis: quantitative approach to forecasting labour demand on an index (Sales)
2. Management forecasts: opinions of managers or others that have knowledge about the organizations future employment needs.
Besides looking at the demand, firms need to look at the supply of employees (internal or external).
The following are methods to assess the supply of employees.
* Staffing tables: graphic representations of the jobs along with the number of employees currently they are in the present and the future needs.
* Markov Analysis: method of tracking pattern of employee movements through various jobs
* Skills inventory: information about the education, skills (…) of the staff is used in comparison to the organizational core competencies needed.

The steps of HR planning:

  1. Forecast de demand
  2. Determine the supply of labour
  3. Identity the gap between demand and supply
  4. Develop actions plans to eliminate the gap
  5. Oversupply: attrition, job sharing, reduced hours and leave of absence
  6. Shortage: full-time/part-time hiring, leasing workers, overtime, retention strategies

Results of HR Planning

The outcome of HR planning should be balance between demand and supply.
This balance is especially affected by the economic conditions which could change the way organization manage their workers as some conditions might force them to
either hire more or downsize.

Ways to Deal with an Oversupply of Labour

Usually organizations will depend upon attrition which the natural leave of employees.
They can estimate the amount of people who will retire and avoid downsizing.
But, it may be difficult if people don’t retire at the same age or if too many people leave at the same time as training and replacing is costly financially and knowledge wise.
But if the excess supply is short term it can use: leave of absence, reduce hours or job sharing.

Ways to Deal with Shortages of Labour

Even through the problem usually lies with oversupply, currently a lot of occupations are currently in shortages.
Companies will probably not hire full time workers but more contract based and temporary. Use overtime and leasing of employees in order to fill in.

Recruitment

After determining the needs, it is time for recruiting. The following is the process that is taken:

  • Planning for staffing needs
  • Identification of current and future job openings
  • Getting individual job information (descriptions and specifications)
  • Determining recruitment methods
  • Creating a pool of potential qualified applicants.

Some organization will have an ongoing recruitment process, others will have it at specific periods.
But, the difficulty will be to continue recruiting during difficult times.
Sometimes they will even have to use branding in order to obtain certain employees and have a uniform image across the company

Recruiting within the organization

Most organizations follow a policy where the job filling in the upper level positions are from within in order to capitalize on investments made in recruitment.

Advantages of Recruiting from Within

This will enable promotions which is a reward for performance which employees like and increases the overall morale.
This helps to use the pre-existing knowledge of employees.
In addition, companies can use transfers in order to increase employee experience and avoid layovers.
Transferee’s performance will be more accurate and cost minimizing for the company.

Methods of locating qualified internal job candidates: this is done through computer records and internal job postings

  1. HRMS: information technology has made it possible to create databases with records of all employees, their qualifications and resumes.
    Which is a user friendly system that helps to search for potential internal candidates. Needs to be up to date
  2. Succession Planning: this methods relies on making long term goals and identifying the competencies needed before
    developing and tracking potential candidates for the positions.
  3. Internal Job posting: method of communicating about job openings through emails, computerized postings, on an employment board, newsletters…
    this can be effective if it is administered fairly and part of a career development program.

Limitations of recruiting from within

However, there is a limitation of experience and ideas that is present, lack of skills.
Hence looking for external candidates is important. This can also help to outweigh the competition.




Recruiting outside the organization

With vacancies comes recruitment and external ones are important, the problem is at which level the external candidate should be brought in.
It should be organized by the HR department but the manager should give directions in where to search.

Advantages and disadvantages of external recruitment

Advantage: unique skills and ideas.

Disadvantage: lack of solid information about the employee, the organization those have enough budget to train or extensive training will be needed.

The labour Market

Depending on the type of job that is needed the search can be either national or local.
In addition, the percentage of unemployment affects greatly the search.
In addition, there is the help coming from the immigration office and from other countries as the aging population opens a lot of positions.
But, no matter the conditions not everyone is hired and employers who engage in planning will constantly hire.

  • Outside sources of Recruitment o Advertisements: through websites, newspapers and media (radio, television). Some selectivity can be made with a targeted audience. The ad needs to be catchy and show off the benefits to work at the company. The government also helps with its online postings and provides assistance to employers to find individuals.
  • Internet: it is cheaper and faster method for both parties. This generates higher quality employees who are looking for a job. In addition, it reduces the amount of time spent in unemployment. In addition, firms should use social media to attract people. Processes are created in order store and pull the right data from the large pools of candidates.
  • Employment Agencies: agencies either for top executives or middle men take time and can be costly for the employer. But they are specialized in searching for a specific individual. It is common to find higher level executives from such searches. Agencies that provide temporary workers have become quite popular as they can be laid off easily. The problem with this is the lack of commitment and performance.
  • Educational institutions: they are sources of workers with formal training but with little experience full-time. Usually: university, high school and colleges.
  • Open houses and job fairs: they can be either at companies, institutions or virtual ones using technology.
  • Employee referrals: usually considered one of the main source of high quality employees.

Beware of discrimination issues.

  • Unsolicited application and resumes: receiving requests for employment is good but should be carefully managed in order to show respect for the job seeker. Usually it is good to have digital resume.
  • Professional organizations: list of members who are seeking employment.
  • Unions or associations: usually for blue collars as they can have hiring to help job seekers.
  • Recruitment for diversity: special programs are put into places to hire people from the designated groups. Companies do not have a quota but they are expected to have a fair representation. Diversity from outside of the country is useful for the economy and for the amount of skills that could be obtained. However, there is quite a lot of discrimination that happens against foreign born people as organizations prefer people with Canadian experience. Companies that successfully integrated employees with unique backgrounds outperformed others and outreach programs were created to help them.
    The Toronto Region Immigrant Employment Council which helps immigrants find work and engage with various parties.

Selection

After applicants fitting with the requirements are chosen, the line managers begins his selection.

Matching People and Jobs

There is no process that will achieve the perfect results but with an effective selection process: choosing individuals with relevant experience who will best perform the job. Essential to have information that can predict the performance. The managers need to know all about the job and the KSA before engaging in selection methods.

The Selection Process </

The number of steps in a selection process may differ depending on the position and the organization. However, regardless of the method used, they should follow ethical standards.

Obtaining Reliable and Valid Information

Reliability: degree to which interview, test and other methods are comparable data over time and alternative measures.
Valid: how well a test or selection method measures a person’s attributes. It tells how well the performance will be.
However, both reliability and validity needs to be present in the information in order to useful. Some of the most effective information is physical and mental performance.



Sources of Information about job Candidates

  • Application forms and resumes: forms and resume provide employers a minimum amount of information that could be the basis for questions and verifying that the requirements are met.
    They are also reference checks. However, most people stretch their resume which can in some cases have legal consequences.
  • Application Date o Educational Background o Experience
  • Arrests/criminal convictions: not allowed
  • Country of citizenship: not allowed, only if legally can work
  • References
  • Disabilities: to be avoided in an interview

The employment interview:

traditionally it is one of the most important elements but it has some doubts due to the amount of biases.
It is practical if they are only a few applicants, it serves other purposes and interviewer has a lot of confidence in finding relevant information.

Interviewing methods :

Depending on the number of interviews o One on one: most often used where supervisor asks behavioral, situational or non-directive questions.

  • Panel or group interview: in which a board of interviewers question and observe a single individual and then come to a consensus.
  • Telephone interview: many companies started to use this in order to increase the screening process efficiency.
    Or they can use technology where the applicant answers using a touching keypad.
  • Internet based interview: using online assessment tools where a questionnaire is given and the applicant’s answers are compared to an ideal.
    Helps filtering out good and bad applicants. Can also do online tests and interviews in order to decrease impression management.

Types of Interview Questions

    1. Structured questions: based on objectives and key competencies the questions will have a unique set of answers which will be used with a rating method.
      Avoid discrimination and more logic and sound decisions.
    2. Behavioral description interview: BDI is a set of questions about what a person did in a given situation.
      Usage of real life situations that happened to the applicant. This presents rich information, provide examples of past experience.
      Be consistent, valid and answers are comparable.
    3. Situational Question: hypothetical incident and ask how she would respond.
    4. Unstructured Questions: open ended and lets the individual talk about anything.
    5. Which type of questions to use? It is better to use both approaches as letting the individual guide the interview is not valid or reliable set of information.

Guidelines for Employment interviewers

Interviewers should be trained on a regular basis and practice giving interviews.

      • Establish a plan: review available info, prepare questions
      • Establish and maintain rapport: greet the applicant and show sincere interest
      • Be an active listener: try to understand and have an alert behavior
      • Pay attention to nonverbal cues: watch them to see what applicants are feeling
      • Provide information as freely and honestly as possible: answer the applicants questions
      • Use questions effectively: be objective
      • Separate facts from inferences: record all and verify with applicant
      • Recognize biases: avoid finding a strong point and assuming the rest is the same.
      • Control the course of the interview: stick to the plan
      • Standardize the questions asked: same questions and record facts, impressions
      • Managers should brief the interviewers on good and bad questions.

In addition, realistic answers should be provided in order to give the individual the opportunity to avoid individuals who will be unhappy.




Employment Assessments

When using an objective tests to evaluate the KSA it should be relevant to the job and not discriminatory to certain individuals. The purpose is to gather information.

Types of employment assessments/tests

      1. Cognitive ability tests: they measure the mental capabilities of general intelligence, verbal fluency and mathematical reasoning.
        They include the GABT, GMAT and Bennet mechanical Comprehension Test and wonderlic cognitive ability. Usually they are good predictors of performance and career path.
        But they are considered unfair.
      2. Personality and interest inventories: personality tests looks at extroversion and openness.
        Usually not recommended but can be quite useful in certain situations. They can show how and who reacts in what way.
      3. Emotional intelligence/emotional and social competence: one of the tests that looking at personal qualities that are not cognitive ability which are used to evaluate the leadership capacities
      4. Physical ability tests: are necessary in certain jobs that are dangerous and need endurance and strength.
      5. Job sample tests: on the job activities that are needed and are tested.
      6. Substance abuse (drug/alcohol) test: it cannot be done as it can be invasive.
        But if a job is sensitive and needs such a test then it should be brought to the government and made into a requirement.

Reference checks

It is commonly used but highly inflated information is provided. Hence, the employer has to be careful in checking the references by calling and ensuring that a consent for is signed in order to avoid legal issues. This can help to make strong decisions. This can also be done through an agency but it can provide inadequate results. Accessing social media is also invasion of privacy and considered unfair source of information. Reaching a selection Decision

Summarizing Information about applicants

The final decision is the most critical as a company does not want to invest in an individual that will not do his work appropriately.
Hence there should be a equilibrium between what the candidate can do and what he will do.
The evaluation and assessment should therefore be based on KSA and the motivation to perform.
In order to summarize the information accurately there is a need to have a well structure process.
For example such a test is OUCH: Objective, Uniform, and Consistent in effect and has job relatedness.
There should be criteria that is set up and a weight for each. All of the above is important elements in order to make a strong selection.




Decision strategy

Making a decision depends on the positions of the individuals. Here are some starting points:

      1. Should the applicant be chosen for their higher potential or according to the needs of the organization?
      2. At what wage should the individual be started at?
      3. Initial selection: should potential for advancement be considered or the primarily match to the job?
      4. To what extent unqualified people be considered?
      5. Overqualified individuals?
      6. Effects on diversity and equity plans and considerations?

The hiring process usually has 2 approaches:
the clinical which is a biased, personal decision or the statistical which is assigning fair weights on criteria and choosing the individual who scored the highest.
The last one is usually the better decision.

The final decision

Usually it is either the HR department or the manager that will contact the candidate and give them the final information about their employment:
wage, work arrangements and hours. In addition, there should be a given amount of time to make a decision.

Orientation, Training and Development

Organizations usually compete on competencies which they will develop through training.
This is usually called intellectual capital where human capital with the addition of organizational support. They use:

      • Orientation: formal process of familiarizing new employees to the organization, their work and their jobs and embedding values and the culture.
      • Training: acquisition of skills, behaviours and abilities to perform the current work
      • Development: acquisition of skills, behaviours and abilities to perform future work or to solve an organizational problem.
      • Managers play an important role in ensuring that the necessary skills are developed and fit with the organisation.

Approach to orientation, training and development

The above elements need to consider the organizations strategies and goals and not follow the industry as a lot of investment could be wasted.
In order to have the biggest impact it should follow the following model of training:

      1. Training needs are assessed
      2. Training design (pretest, select method, plan content)
      3. Training Delivered (schedule, conduct and monitor)
      4. Evaluation (measure outcomes)




The Scope of orientation, training and development

The primary reason to train is to increase the employees KSAs and ensure an ongoing learning process which is the result of training and development.
Training is consider support for current work and development is support for work in the future.
This could increase an employee’s knowledge of the work and be able to perform additional tasks.

Investments in training

The amount of money invested in training has increased but the amount of time has decreased.
Organizations are also providing training on a need basis however, most organizations are ensure of the effectiveness of training and how to measure it.
But a survey showed that 86% said they saw improvement after their training.

Systematic orientation, training and development

Phase 1: Conducting the Needs Assessment

Managers need to be aware at all times of the type of training that is needed and the methods used.
If they are productivity issues, the organization should look at the training methods.
The assessment can occur at the organizational level=environment, the task level=review the competencies that are needed and personal level=which employees need it.
The manager needs to ask himself if the issue is important, if it is he should find the gap between the needs in KSA and the actual KSA.
After this has been determined an action plan can be set up where the manager can ask his employees what they need and then as a group decide which training should be given.
Appropriate determination where the training is needed is important. In addition, any type of issues no matter how trivial they may seem.
They might be affecting the organization. The generational changes and the economic environment are all factors to consider.

Phase 2: Designing the Training Program

An accurate set of actions needs to be taken in order to reach an effect on the needs.

Instructional Objectives

      • It is the desired outcomes of a training program that are presented in the form of a written agreement.
        The managers need to say how they want the employees to act or what they want them to do.
      • Trainee Readiness and Motivation:
        The managers need to make sure that the employee is both ready and is capable of going through the training.
        The readiness is the maturity and the experience the employee has. The motivation is the willingness to learn and accept the knowledge.
        This creates a conductive learning environment.
        Can be helped with positive reinforcement, no threats, flexibility, set personal goals, breakdown physical and psychological obstacles.
      • Principles of Learning : Managers need to consider the different types of learning as the training program will create a bridge linking the employee to the organization.
        • Goal Setting should be clear o Individual Differences should be accepted
        • Active practice and Repetition should be seen through given opportunities o Whole-vs part learning: breaking down tasks and findings ways to perform each part
        • Massed vs distributed learning: spacing training is helpful
        • Feedback and reinforcement helps with knowledge of results and motivation
        • Meaningfulness of presentation in order to show the usefulness of the training



Modelling

Behaviour modification: technique were if behaviour is rewarded it will be exhibited more frequently. Hence, the use of positive rewards will be helpful.

Characteristics of trainers

The success of the training program highly relies on the trainers who should be knowledgeable

Phase 3: Implementing the Training Program

Depending on the type of KSA that are wanted by the organization the training method should be adapted.

Training and Development Methods

The recent years, the use of in-classroom training has highly decreased and instead other methods are used.
The three most prominent are instructor led, e-learning and face to face interactions.

      • On the Job Training: method in which the employees are given hands-on experience with instruction from the supervisor, follows PROPER.
        But, it is usually badly implemented due to lack of skills from the managers, not well suited env. and lack of defined criteria.
      • Apprenticeship training: the worker entering the skilled trades is given instructions and experience both on and off the job. Both practical and theoretical.
      • Co-operative training and internship programs: the first is on the job experience with formal education and the other is a joint agreement with
        an institution and an organization to give real life experience while looking at how the individual will perform.
      • Classroom Instruction: max number of employees for a few trainers.
      • Self-directed learning: employee learning himself using a book or other instructions.
      • Audio-visual: sharing of information or recording of mistakes and showing the employee
      • Simulation: used when impractical or unwise to train using real equipment.
      • E-Learning: learning that takes place through electronic media.

It is cheaper and easier method to classroom learning as it is more interactive and can easily track progress and have up to date training material.

  • On-the job Experiences: this can be challenging to implement and monitor.

 

Methods: coaching, mentoring, understudy assignments, job rotation, lateral transfers, special projects, action learning, staff meetings, planned career progression.

      • Seminars and Conferences: helps to change attitudes and generate ideas.
      • Case Studies: real life experience which are documented and brought to be resolved.
      • Management Games: create hypothetical situations o Role Playing: understand how the other feels and acts.

Phase 4: Evaluating the Training Program

Lack of evaluation is a result of poor business practice as the company is not looking at the extent of return from their investment in the training program.
The combination of all 4 methods of evaluation will give managers a better perspective on the effect. The four basic methods are below:

      1. Method 1: Reactions: it is the easiest method but employee satisfaction is not necessarily on feedback which could explain how the training program should develop.
        In addition, trainees tend to express happiness and not included specifics.
      2. Method 2: Learning: evaluate the employee knowledge before the training and after.
      3. Method 3: Behaviour: after training there should be a transfer of knowledge to the job.
        The behaviour change might not happen hence the manager’s needs to reinforce it through effective encouragement.
        Usage of on the job elements during the training.
      4. Method 4: Results: the bottom line results are the most important, hence organizations need to look at the ROI of the program in order to see if the benefits outweigh the costs.
        There is also the use of benchmarking in the industry in order to set long term goals.



Orientation

It is the formal process of getting new employees familiarized with the organization, the managers, the values and the culture.

Benefits of Orientation

Usually nonexistent even through it presents the following benefits: lower turnover, a particular attitude is developed by the employees, increased productivity,
improved morale, lower anxiety and easier in the learning process.

      • Continuous Process:
        Employers need to keep up to date all of their employees in addition to the new ones as it helps them to be part of the organizational activities
        (e.g. changes in policies and procedures.)
      • Co-Operative Endeavor:The business unit should co-operate in order to integrate the new employee and be part of the orientation process with the supervisor.
      • Careful Planning:
        When entering a new job, employees usually are anxious as it is they may be different or have lack of skills.
        Therefore, supervisor should have a checklist of items they want to mention. However, they need to be careful not to overwhelm the new employee.
        The supervisor needs to mention that they will achieve the skills in a certain time frame and they should not be worried that they are slow and still learning.
      • Special Topics in training and development:
        In addition to specific training for the unique jobs, there should be training for a broader base of employees.
      • Basic Skills Training:Basic skills such as literacy have become essential qualifications.
        Hence companies should engage in providing such qualifications through some training while explaining why and how it will help them,
        learn by doing and relate it the employees’ experiences.
        • Read and understand info
        • Listen, ask questions
        • Teamwork
        • Assess situations and problems
        • Share info and work with others
      • Team Training:
        Team building is important in order to ensure interdependence not only of work but of skills.
        The interactions create an effective work balance where there is less conflict and more learning from one another.
        Managers need to use the following: teams should be built over time and with careful considerations.
        Not all teams go through the 5 stages (forming…) hence training needs to guide such a process. New members need to be integrated and skills should be acquired.
      • Diversity Training:Anything that is diminishing diversity should be look upon.
        Managers need to be trained in integrating diversity and teaching the employees about the diversity in the workplace and its benefits.
      • Career development-individual and organizational needs:Career planning needs to be encourage in order for employees to assess their abilities and goals and hopefully
        work towards reaching them. Managers should provide assistance in seeking new opportunities.
        Significant career growth is encouraging and crucial for employees as their possibilities are increased.
      • Creating favourable conditions
      • Management support:
        Career development should be completely supported by the management and reflect the goals and culture of the organization.
        For the program to work fundamental training should be given.
      • Goal Setting:
        Awareness of the organizations goals and matching them with personal ones will help to set a more accurate career planning.

Changes in HRM Practices

Job rotation, transfers and promotions are all elements that will avoid obsolescence and maintain employee flexibility=career development.
Transfers are movements inside the company to similar positions.
Promotion could be effective but they are difficult to implement as they have too many criteria’s to observe before deciding, work-life balance, seniority, merit




Specialized development needs

The development process lies in the hands of all managers and supervisors as well as coworkers.

Mentoring

Usually all those who provide guidance to employees and coach them are called Mentors.
Usually it is the mentor that starts the relationship which is usually personal in which both individuals learn.
Some organisation have formal mentoring programs and others help young children obtain a mentoring experience.

      • Society for Canadian women in science and technology
      • National mentoring partnership
      • Women’s enterprise center

Specialized career development for a diverse workforce

Some organization provide career development for specialized groups who are usually left out.
They help those groups create networks of insights and information on which they can depend on and grow.

Keeping a career in perspective

There should be a balance between the generations in the organization.
Acceptance of off the job interests, work-life balance which should not affect the family in a negative way, retirement programs which allow an increased safety and benefits,
consideration for the goals of all family members that have a direct impact on the employee.

Managing Performance

Performance management is an important element of Human resources as it uses formal and informal methods of evaluating employees and their contribution to the company.

A Performance Management System

Definition: a set f integrated management practices.

Primary goal of a performance review is to improve the future performance of employees.
A strong system allows organizations to integrate the management functions while maximizing the employees potential and increase their satisfaction to work.
Organizations need to be clear about the purpose of the review and avoid mixed messages on how the review is done and why.
The managers need to support good reviews and help improve bad ones. They need to create a dialogue with the employees in order to them to feel valued.
The feedback will help the employees but also the organization.

Management Practices

      1. Set and communicate clear performance expectations for all work and all jobs
      2. Ensure clear and specific performance objectives
      3. Provide supportive and helpful coaching by the supervisor to enable the staff to reach their objectives.
      4. Focus on the accomplishments of objectives in the reviews
      5. Recognize and celebrate good reviews
      6. Create action plans to improve poor performance

Managers should not focus only on one of the components but all of them.

Purposes of Managing Performance

      1. Compensation Purposes:
        The most frequent use of performance review is to make compensation decisions which makes the employee believe the decision was done fairly.
        This will increase their motivation.
      2. Administrative Purposes:
        Performance management systems also include layoffs, transfers, promotions and succession plan. This process leaves a paper trail that can be used in a legal matter.
      3. Measurement of Performance:
        This will help to assess the organization overall and see if they are in a path to success.
        This looks at the employees performance in comparison to their goals.
        A good review system will influence the entire company to perform better. This needs to be reliable and valid.
      4. Developmental Purposes:
        This area is used to look at the weaknesses and strengths of the organization and methods in improving it.
        This will enable the company to find methods to achieve high performance and discover training needs on which to work on.



Why Performance management systems sometimes fail

      1. Performance management is seen as a punishment tool
      2. Perceived to belong to the HR department
      3. Belief that there is no link with rewards processes and success planning
      4. Review interview is seen as unpleasant
      5. Employees are unclear on how they will be assessed
      6. Coaching and feedback are not done regularly
      7. Forcing out poor performers and not help them improve
      8. Managers are not trained to use the review
      9. Lack of support from top management
      10. Managers believe there will be no benefit derived from the review
      11. Employees feel they are not sufficiently involved in the process, not worth it.
        The performance review should be done on a daily basis and through feedback, not just once a year event.
        In addition, employees need to be reassured that the valuation is done fairly.
        Managers on the other hand need to be aware of their personal biases and the attribution errors they can make.
        Supervisors need to look over managers during the reviews in order to ensure he is not inflating or deflating a certain employee for personal reasons.

Steps in an effective performance management system

The managers, the employees and the HR department need to be all involved in the creation of the system in order to avoid unfairness and lack of usage.

Clarifying the work to be done:
The work that is going to be accomplished by the employees needs to be determined through expected outcomes or results that are wanted by the organizations. Should be done with the managers and their employees.

Setting goals and establishing a performance plan:
After the work and the measures of the results are determined, specific goals need to be established. In order for the system to work the goals need to be link to the overall objectives of the organizations. Goals should be both quantitative and qualitative in order to have a stronger link the organization.

Regular and Frequent coaching :
Constant coaching will help employees improve. Should not look for faults. Managers can avoid firing and hiring employees and hence improve behaviours.

Conducting a Formal review of performance:
An annual review of performance should be just that and no surprises should be present. This is to discuss development areas and accomplishments.

Recognizing and rewarding performance:

      • Being considered for a promotion
      • Increased salary
      • Given the opportunity to work on a special project
      • Being praised
      • Being profiled in a business journal for an achievement

This helps to increase motivation and make employees into valuable resources.




Complying with the law

The performance assessment should be done on a reliability basis: equal measurement among all employees. On Validity: extent of the review to be related to the job and fairness: lack of biases. Accurately spelling out of descriptions can avoid lawsuits and avoid stating a review and later take different actions.
Performance review should follow the following:

      • Job related and performance standards similar to the job analysis
      • Employees need to be given a written copy of the standards in advance
      • Managers need to have measurable standards to which to compare behaviours
      • Managers need to be trained to understand their role in managing performance such as setting goals, coach and create formal reviews.
      • All review needs to be done openly
      • Appeals procedures need to be established

Deciding who should provide performance information

Only the managers cannot do the entire assessment as they are also busy hence they can ask subordinates, co-workers and clients for their opinions

Manager and/or review

They are the traditional approach in assessing the employee.
They are not always capable of fully observe the employee hence their superior will look at their review to avoid biases.

Self-review

The employee does a personal assessment of their performance before the interview.
Usually in a form which makes the employee think more in depth of the areas to improve.
Employee tend to see themselves in a more positive light and underrate their performance.

Subordinate review

An employee does a review of a superior.
This is usually done for developmental reasons and not administrative as the managers might feel uncomfortable to give power to the employees.

Peer Review

Individuals with equal rank who work together are asked to assess each other.
These provide the opportunity to evaluate the individual on another dimension than the managers.
But, they may not be accurate if it is a popularity contest and employees tend to rely on feelings and stereotypes.
In addition, bad reviews can create retaliation and rivalry between employees.

Team Review

This is an analysis of TQM that recognizes the accomplishments of the team as a whole and avoid individual distinction.
They look at set standards and compare with the results.

Customer input

Internal and external customer input is important in order to ensure quality and satisfaction.
All received information can tell if procedures are followed and employees are representing the company’s goals.
Managers establish customer service measures (CSV) which are linked to their pay and help the review process.

Putting it All together: 360 Degree Review

This is a multi-person appraisal information source that includes different opinions.
Before this method was only used by management and career development sources but now it is integrated everywhere.
Companies can use computer programs where managers and employees can set goals and tasks and see track their progress over time.
The managers will have access to all of the data inputted and use it in the evaluation. In order for this to work it should not be link to some sort of reward, just for development. In order for this work,

      • Use expertise from outside individuals
      • Customize the system to fit the organization
      • Include many sources of input
      • Make use of feedback

The date should be held confidential in order to avoid inflation of information.

Training reviewers

Managers need to be taught how to provide performance reviews in order to avoid being broad and not meaningful to the employees.

This will reduce the barriers and increase the knowledge Performance Methods

Trait methods

This method reviews the employees characteristics on a graphic rating scales. This method is good but biased and also a popular technique.

Behavioural Methods

This method describes which actions should and should not be present on the job. This method is becoming more and more common as it is less subjective.

Behavioural checklist method

The managers checks the statements that best correspond to the employee

Behavioural anchored rating scale (BARS)

They are a series of vertical scales, one for each important dimensions.

Behavioural Observation Scales(BOS)

In this case the reviewer is an observer and looks at critical incidents

Results Methods

This method is used to look at the finishing results and if the employee accomplished all its goals.
This method is considered to have less biases. This gives empowerment to the employee.

Productivity Measures

This is more related to quantitative results where the managers’ reviews sales volume, number of customers, profits.
However, the problem with this method it can be short term focused and might forget to look at other measures as relationship building and quality.




Management by Objectives

This method sets goals, the measure of the goals and the deadline to improve. This helps employees to work hard to achieve this method.
This is result/objectives oriented method, MBO (Management by objectives)

The balanced scoreboard:
Evolved from the MBO the balanced scoreboard is a translation from generic goals into operational goals.
They are four categories (financial, customer, processes and learning).
This will improve the internal processes of the company as each individuals can see the performance importance to the entire company.

Which Performance review method to use?

The largest and cheapest methods do not provide the best of results. The method chosen needs to fit with the culture of the organization and their capabilities.

Performance Review Interviews

Helps to improve communication and discuss about the goods and bads in the performance. There should be enough time given to prepare.

Conducting the formal performance interview

  • Ask for a self-assessment in order to avoid disagreements and find a solution
  • Invite participation: active listening and comment on the arguments
  • Express appreciation: decreased defensiveness
  • Minimize criticism: focus on the bigger performance issues not all
  • Change the behaviour not the person
  • Focus on solving problems not blaming
  • Be supportive, provide help
  • Establish goals for the future
  • Regular feedback and coaching
  • Meeting set-up for the feedback

The interviewer needs to be calm and help the employee express his feelings in order to create an effective and productive performance.

Improving Performance

Notifying under-performers is important and telling them what is expected is needed in order for their behaviour to change.

Identifying sources of ineffective performance

They are three areas to focus on when looking at poor performance: skill, effort and external factors.
The understanding of the sources could help find effective solutions.

Managing ineffective performance

Any action taken needs to be objective and recognized the individual. Action plan created.



Rewarding and Recognizing Employees

Managers need to be aware that their everyday interactions will set how the rewards will be given and their importance to the organization.
The rewards influence the employees therefore managers need to carefully choose rewards. HRM needs to carefully assess rewards as they are a tangible source of recognition.
The rewards should be either direct such as wages, salaries or indirect such as benefits for health and recognition. Rewards should be seen as important by the employees.

Rewards as part of Company strategy

Rewards needs to be set up as part of the organisations overall business objectives.
Setting up a reward system to attract scarce talents and diminish the amount of training will be useful.
This will help to ensure quality employees are hired and retained. This will result in business performance and a competitive advantage will be created.
However, this system should include the total reward.



Linking Rewards to Organizational objectives

Companies need to change their rewards system from paying for the jab to rather paying for the individual competencies and achievements. This will create more trust and happiness for the employee. This enhance employees values of the company objectives and desire to strive. They are five components of a total reward system: compensation, benefits, work-life balance, and recognition for performance and development and career opportunities.
Compensation goals are usually based goals of the company but they are others such as motivation and influence behaviour

The motivating value of compensation

Employees want to see and know that the value of their contribution is equitable to the compensation they receive.
In addition, the amount of inputs compared with the outputs should be equal in order to ensure motivation.
The same goes for people in similar position, where individuals want to see the same rewards or else they will be unhappy.

Variable pay and incentives

Pay for performance is important as it links the reward with the performance of the employee and he feels recognized for the effort.
However, even though it is useful it is sometimes considered unfair as the pay packages are a lot higher and the company does not consider a proper
method of measuring the performance.

The bases for compensation

They are hourly workers such as the ones who are paid by the hour and have limited benefits.
But the piecework employees, are paid by the unit produced and it does not matter how time they spent on it.

Determining Compensation Internal Factors

Employers compensation strategy

Firms usually set policies regarding compensation: internal wage/skill relationship, external
competition of what other pay, policy regarding employee performance and administrative decisions concerning other elements of the pay system.

Worth of a job

Job evaluation is the systematic process of determining the worth of a job and hence the amount of pay that will be given.
A formal compensation method uses this in order to have control of the compensation and compare it to the rest of the industry.

Employees relative worth

The reward should be given through superior performance and be shown through a visible and credible relationships and not be automatic.
This will show through recognition and compare with standards not one employee against another.

Employers ability and willingness to pay

The ability to pay depends on the economy and the funds available both in the public and private sector.

External Factors

Economy

Business projections are important to be considered.
In addition, making a link between rewards and business outcomes, paying attention to job security, creating short-term incentives plans and ensuring internal pay equity.

Labour-Market conditions

The force of the supply and demand play a role in the amount of pay. Unions also play a role.



Area wage rates

Data relating to the wages given in a similar area is decide on through surveys, then choose rates to give to employees.

Cost of living

Organization follow the CPI which is a measure of the standard of living to decide when to increase wages to match the purchasing power of individuals in the country.
The increase will change depending on the amount of existing wage.

Collective bargaining

Unions use a collective bargain to change labour conditions, importantly their real wages: wage increase that is higher than the CPI.
This will enable an increase in conditions.
Therefore, employers who are not unionized need to provided better conditions and rewards which exceed those of the unionized organizations.

Legal requirements

Fair pay should be given in a gender neutral environment and follow the minimum wages laws.

Job evaluation Systems

  1. Job Ranking system:
    This system is used in small organization as it is not very refined. A group of individuals with knowledge about all the jobs decide the worth of each.
  2. Job classification system :
    Sufficiently alike jobs which are grouped under a common pay name will have a similar pay.
    The classes are used as a scale that are used to compare with jobs and give the appropriate grade.
  3. Point system:
    Each jobs is given a total points based on responsibilities and skills =compensable factors and then the value is determined.
    This process is more complicated but refined, more valid results.
  4. Factor comparison system:
    Same as the point system other than the compensable factors are compared to that of key jobs in the organization and used as an evaluation scale.
    Even this may seem objective the job evaluation and their content can be subjective by the managers who decided the responsibilities.

The compensation structure

Wage and Salary surveys

This is a survey given to employees in other organizations that are in the labour market in which it competes hence enabling similar pay structures. – Collecting Survey Data
Although organizations conduct their own surveys they are some available online.

The wage Curve

The relative worth of jobs and their wage rates can be displayed in a curve that can be compared to

Pay grades

This is the grouping of similar jobs that are paid the same rate or rate range. Selected intervals.

Rate ranges

This is more common as a range is given in which the employee can be paid.

Other ways to determine wages

The most common way is still the job-based method where the employee is paid for the job and not his effort.
Hence, companies have created the competency-based pay: based on the amount of capabilities of an employee.
This ensure more motivation and higher capabilities as the learning is ongoing. (key points on p.243).
This method developed broadbanding where several grades have been brought together and the range has increased or disappeared.
This leaves room for growth and less obsession over pay.

Incentive plans

Incentive plans will create an environment where there is shared contribution to the performance of the organization. This will motivate employees to work more and higher productivity levels will develop.

    1. Individual bonus: incentive payment as supplements to regular pay for greater effort.
    2. Team or group based incentive: a plan given to a team for a good performance.
    3. Merit raises: commonly for salaried people for good performance.
    4. Profit-sharing: based on the profits of the organizations

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  1. Employee stock ownership plans: allowing stock purchases by employees.

Employee benefits

Employees have come to expect certain benefits as part of their employment and in return be productive.

Linking benefits to the overall rewards program

The objectives of the firm need to be included in the benefits. These benefits need to improve satisfaction, motivate, meet employee concerns and retain. Benefits need to be carefully given and assessed with the help of the employees in order to ensure they need it.

Cost concerns

Organizations usually use 40% of their payroll costs in order pay for benefits which are fixed costs. Ths drives concerns for the employers as they are not sure if they will be able to provide the same conditions during bad times. In order to avoid increasing costs of benefits, companies ask employees what they really need and then choose the best options.

Benefits required by law

Pension Plans

The pension plans function in relation to employer’s contribution. Hence they need to increase it in order to meet the needs of the population.

Employment Insurance

This benefit is provide as income protection for employees between jobs. This is based on the amount of hours worked.

Provincial Hospital and Medical services

General taxes and federal cost sharing and payroll tax provide the health care benefits in the country.

Leaves without pay

This types of leave are given with no pay but the same benefits

Other required benefits

Payments should be given for overtime, statutory holidays should be accounted for

Voluntary employee benefits

Organization decide to provide additional benefits to employees in order to attract them.




Health and welfare benefits

Provide additional health care services to employees to help them and satisfy.

Dental Coverage

Pay for dental care costs and to encourage employee to take care of themselves.

Extended Health Coverage

In order to encourage a healthy lifestyle employers can provide extra coverage.

Life Insurance

Accidental death, dismemberments accidents insurance.

Retirement and Pension Plans

Pension plans are put into two categories: defined benefit and defined contribution. A defined benefit plan: a person receives a specific amount based on years of service. A defined contribution plan: provides a person an amount based on accumulated funds and the amount the funds can purchase for retirement benefits. The aging workforce are creating concern for the pension plans as they might not be enough money to provide to the employees.
The government has set policies in motion in order to improve the pensions plans for retirement and avoid a lack of funding.

Pay for time worked

This include any day that an employee does not work but is still paid for it.

Vacations with pay

Depending on the amount of years that the employee has worked, he or she will receive an increase in vacation weeks.

Paid holidays

Paid holidays in honor of festivities and cultural events, traditions are common in all of the organizations. This will include statutory holidays.

Sick leave

Leave for family or illness is becoming more common and therefore, companies either provide a set amount of days a year or just take sick leaves when permitted.

Wellness Programs

This increases an employee life at work by increasing their well-being. This also reduces the amount spent on health care costs.

Employee Assistance Programs

This program helps employees to deal with a variety of issues that can surface in their lives such as substance abuse, debt, stress…
This is meant to avoid a problem becoming into a crisis.

Educational Assistance plans

Organizations usually provide full or partial costs of education in order to increase knowledge.

Childcare and Eldercare

Women are the men caregivers for both categories. However, they represent a big fraction of the workforce.
In addition, employees are in need to be provided opportunities to take care of their families with daycares near the offices, more absences, and other supports.

Other services

Organizations have now even started to provide several benefits that are in the area of interest of the employees in order to make them happy.

Creating a safe and healthy work environment

Creating a safe and healthy work environment is important for organizations and managers as the costs involved with lost workers, lost work time, lawsuits are a lot bigger.
Hence, they are not only asked by the law but it is in their best interests.

Health and Safety: the law

Health and safety legislations have been established throughout the provinces but they are not necessarily synchronized. Therefore, the employees are still lacking some protection even if the statistics have improved.
Occupational injury: a cut, a fracture, sprain, amputation resulting from a workplace accident or exposure to something in the work environment.
Occupational illness: abnormal conditions or disorder resulting from exposure to environmental factors, acute illness/diseases.

Acts & Regulations

Managers and the HR professionals need to be familiar with all of the legislations regarding safety and health in their jurisdiction.

Duties and responsibilities

It is said that it is a fundamental duty of the managers to protect employees and behave in accordance to the laws.

Duties of employers

Managers need to report and keep records of all incidents that happened.
In addition, they need to teach the employees the safety rules and possible injuries at the workplace.
All critical training needs to be given to employees and ensure that they comply by them.

Duties of workers

An employee has to follow all regulations provided concerning safety.
However, if he believes that the environment is not safe he can notify the employers and will not be punished for the concern.
An investigation will be set up in order to clarify the situation.

Duties of Supervisors

A supervisor is oblige to provide all safety regulations, written or oral explanations on the use of equipment.
The supervisor is the point of contact with employees, hence can be held accountable for the employees understanding of the safety and health rules.

Duties of joint Health and Safety Committees

Most jurisdictions require the formation of committees composed of employees and management who should have certification in the field of safety and health.
They need to foster a safety climate and train others.

Penalties fit Employer Noncompliance

Penalties are in place and will increase in the near future concerning violation of occupational health and safety regulations.
The criminal code is adapted to have the possibility to charge coworkers or supervisors for neglect of safety concerns.

Worker’s Compensation

An employer is obliged to pay the injured employee in case of injuries in forms of money for the time lost or severance of injury but also in forms of support such as rehabilitation,
stress training and others. All these elements are included in the compensation of the employees. However, employers and insurance firms are working to develop increased work
safety training in order to reduce the amount of accidents as there is still 1 million people injured a year. Safety conscious environments are created.

Creating safe work Environment

The implementation of a safe and healthy environment largely depends on the managers and supervisors who set the tone and importance of such regulations.
It is not just a task but a safety leadership approach which makes safety part of the culture of all who are involved with the company: ensure audits, checks,
evaluation and trainings are provided.

Promoting safety awareness

Even though by law safety regulations need to be followed, managers need to enforce them and set an example in the company.
People need to be aware of these programs and willingly participate in order to report and improve it.
Safety culture is engaged and the employees are disciplined to obey.

Safety awareness programs

The use of lectures, posters, films, pamphlets all play a role in educating the employees.



The key role of supervisor

The managers need to notify the employees of any safety concerns during orientation and continue it through their employment.
They need to be constantly reminded of the importance of building a safety practices

Proactive safety training program

Safety training needs to be provided in : first aid, accident investigation, accident prevention techniques, hazardous materials and emergency procedures.
Many organizations also provide training for of the job situations as a lot of accidents do happen and can result in extensive leaves.

Information technology and safety awareness and training

The use of mobile and other technology has increased the access to safety information. Instant connectivity through e-learning and others.

Enforcement of Safety rules

Expectations and standards concerning the safety rules to be communicated through supervisors, boards, meetings and other signs.
The information includes knowledge on proper use of devices, equipment, avoiding any bad behaviour that could result into injury.
Violators are punished and may not even have warnings.

Accident investigations and records

Any accident needs to be reported and investigated in order to decrease unsafe procedures and behaviours.
In addition, record of incident rates which is the number of illness and injuries in comparison with other departments or companies

Creating a healthy work environment

Even though legislations are set up to protect, managers and employees pay more attention to the dangers as they are more publicized and available to the public.
People are more concerned about their health and are trying to survive.

Health hazards and controls

Substitution of materials and verifying air quality, improving materials and others have become common in all industries alike.

Workplace Hazardous materials information systems

Hazardous dangerous have started to be labeled in order to help employees have a general visual of poetential dangerous.
The Workplace Hazardous Materials Information Systems (WHMIS).

    1. Labels: for potential dangerous substances. The labels are supplier based and workplace based in order to notify the use of the produce.

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  1. Material Safety Data Sheet: this identifies the product and potentially dangerous ingredients and suggest procedures to follow.
  2. Training: teaching workers to read labels and data that could show potential harm to them and others and how to notify for spills.

The government is working on creating a global standardized system of labelling.

Indoor air quality

Air pollution and other indoor factors have become a concern for employers as employees develop building related illnesses.
Therefore, limiting tobacco use, ventilation system updated, remove any bad sources of pollution.

Tobacco smoke: smoke related concerns and actions in companies are important as smokers cost more to employers due to decrease motivation and illnesses.
In addition, employees are demanding smoke free environments in order to work better.

Fragrances: it has become a cause for concern as some people have serious reactions.



Technology

Technology not only can distract people from their daily duties or increase overtime, it can cause physical harm with car accidents, radiations

Cumulative trauma disorders

They are injuries due to a repeated motion of stresses and strains on fingers, hands and arms.
Hence, ergonomics techniques are often used in order to correct some of these problems.
Problems involved from an uncomfortable work environment can be dangerous and lead to surgery in some cases.

Communicable diseases

Diseases that can be spread through contact or that are virus that appear in certain areas a of great concern which should be looked upon by every employer.

Workplace violence and security

Workplace violence is usually connected to physical assault however, this also includes threats, verbal abuse, harassment….
Hence, companies around the country have enhanced their security to protect their employees from outside danger such as terrorism but also
from the inside such as employee to employee relations. Any employee who works alone, and with items that make them targets should be protected and have
legislations and procedures designed to protect them. Acronym SAVT:
Scheduling, authority, valuables and taking care of others or Swearing, Agitation, Volume and Threat. Some firms can even establish crisis management firms.

Stressors in the workplace

Stress is a physical or emotional demand upon an individual that could one unable to be effective in daily activities.
People usually say that work is their main stressor due to overtime and bad management.
Firms are now obliged to recognized workplace stressors and ensure that employees are protected. Mental health is crucial and employers should create stress
management programs to support. Highly engaged staff , that seek independents and innovation usually display less stress and cope better.

Building better health

Increasing health benefits and creating opportunities to improve the quality of the employees’ life is critical.
A positive and engage culture in a firm is a big step in improving health.

Health services

Organizations have on duty health services that could help employees such as physicians.

Alternatives approaches

Health care decisions made by the firm that are not part of traditional medicine are sometime used.

Wellness programs

Wellness programs even just educational ones are going to reduce absenteeism, health problems and reduce extra costs to the employers.

Disability management

This is a program that approaches disability to due to an accident or other in hopes of helping the individual to go back to work.
It is a return to work plan that will slowly reintegrate the employee.

Employee assistance programs

Program that provides short term counselling and referrals to doctors. These will help to deal with personal, emotional and physical problems.

Personal crises

Such as marital problem can be easily seen by the supervisor who should refer the employee to a EAP or other support functions available.

Emotional problems

Mental health problem are an ever growing situation where employees fear to ask for help due to career development.
Hence, the culture and programs should be establish to protect them.

Substance abuse

In order to control the progress of the substance abuse, employers need to do regular performance reviews and make note of any decline.
If this is a sign of substance, actions should be taken to deal with it.



Management rights, employee rights and discipline

Managers have more and more difficulty disciplining and firing employees as it can result in legal actions from the employees if it infringes their rights. Therefore, managers are more stressed about this issue and are more lenient during reviews. Understanding employee rights and punishing in accordance is an important part of any workplace.

Management rights and Responsibilities

Managers in today’s world are liable and responsible for the hiring process.
They should be aware of negligent hiring by ignoring certain facts or avoiding making further research into the employee’s background.
Employee’s rights need to be considered.

Employee rights

It is the expectation that an employee will receive fair treatment from employers.
The rights have gone from human rights, wage and hour regulations, safety and benefit possibilities to refusing taking tests and having access to their files.
Usually the rights are defended by legislations and laws but there is issue with privacy as the employer is not forbidden from surveillance its employees.
However, the company can provide an explanation to the surveillance for the purpose of research and improvement.
However, the most important is negligence as an employer can be held accountable for the creation of a
faulty product or service due to a mistake by an employee that could have been avoided.

Employment protection rights

Employees believe it is their right to have job hence laws have been put into place in order to protect their well-being.

Statutory rights

They are the rights derived from legislation such as human rights. This includes discrimination and overtime pay, vacation compensation.
They are also safety, health and labour laws.



Contractual Rights

The rights that are derived from a contract and are legally binding.
They can be either oral or written as part of job security. Safety and work benefits that are promised should be kept or can result in lawsuits.
In order to avoid them, offers should not be implied, provide a statement concerning termination rules and have
hand written proof that the employees are aware of such regulations.

Due Process

This is the right to a fair process in taking a decision concerning employment: knowing the expectations and consequences of the job,
consistent actions, fair discipline, right to appeal and given time to improve.

Employment Rights not a guarantee

There are no legal protection for keeping a job hence an employer can provide valuable reasons fro terminating an individual.
And the relationship is considered ongoing if no contract.

Job Expectancy rights

Substance abuse and drug testing

Substance abuse creates loss of productivity and can be a liability for an employer if a faulty product is created.
Therefore, as it is considered a disability, necessary measures need to be undertaken in order to accommodate.
But engaging in drug testing can be controversial and infringing human rights.

Employee searches and electronic monitoring

Employees use different type of means to monitor the behaviour of employees but they need to be careful for privacy and ensure they are instructing the
employee beforehand of the searches and surveillance.
All policies need to be communicated concerning the monitoring and all additional information concerning the use and the consequences.

Access to employees files

Employer need to provide access to employees employment files and all records that are kept of them.
However, it is the employee who gives the permission to disclose any of the information.
The employee should know why the information is needed, to whom it is going and the security measures that are used to keep it confidential.

Electronic Privacy

Even though there is access to several forms of information sharing which creates more transparency in the businesses,
the employee’s privacy may not be completely respect as they are not legal rights around the surveillance.
Hence, posting or messaging bad jokes, insults, usage of company technology for other things then work could result in termination.
The employer have to provide policies concerning their monitoring and make the employee sign.

Employee conduct outside the workplace

Terminating or monitoring an employee outside of the workplace is tricky but can be justified if there is a belief that the misconduct is or can directly impact the organization.

Disciplinary policies and procedures

Policies should be created by the HR department in accordance with the managers experience as this will allow for more accurate discipline and will help the managers in observing unwanted behaviour. In addition, they will ensure that the policies are in accordance with laws and can be put into use. However, taking actions is the last resort as the supervisor usually should begin by discussing the problem with the employee and it might help resolve the situation. They should apply a problem solving attitude in hope of creating the best of solution.

Setting organizational rules

Clearing setting expectations of performance and behaviour is the foundation of any disciplinary actions and standards. Before punishment is given an employer should verify that the employee has be orientated on the expectations.

  • Information about rules should be widely available
  • Rules need to be reviewed
  • Explaining the rules is important
  • All rules need to be written down
  • Rules need to be reasonable
  • Consequences for violation of rules need to be clear
  • Making the employees sign that they read the rules



Defining discipline

It is the treatment of punishment when rules are violated, the orderly
behaviour of employees when they act according to the rules and the training the employees in a constructive way in order to ensure that the
performance standards are acceptable. The employer should try to improve the behaviour and not just punish it.
The common problems at work are attendance problems, dishonesty, work performance problems and on the job behaviour that is unacceptable.

Investigating the disciplinary problem

Managers should immediately record any incidents and document them to compare with the rules and explain easily to the employee.
In addition, the manager needs to engage in a complete investigation in order to avoid biases and assumptions even though generally that is not how it is done.

Investigation interview

Such an interview is necessary in order to let the employee explain himself.
This interview should concentrate on how the behaviour violated performance standards. This will help in the making of a disciplinary decision.

Approaches to disciplinary action

Discipline should never be thought of as a punishment but instead as an improvement of the employees behaviour.
This should never be done in a punishment as it can result in lawsuits.

Progressive discipline

It is the application of corrective measures with the increasing of the severity degree.
This should be done to motivate the employee to voluntarily correct their misconduct.
The severity of the actions should be based on unique factors. The common steps are:

  1. Oral warning
  2. Written warning
  3. Suspension without pay
  4. Termination

The best of practices need to be used when documenting discipline: gather all information,
conduct a fair investigation, get the facts, be objective, be clear, complete the disciplinary form as soon as possible,
acknowledge the employee, allow for the employees explanation, be fair and should positive experience to improve.

Positive discipline

This is the discipline that focuses on early correction and give the employee total control in correcting the behaviour.
This should be used as a reminder of the importance to follow the performance policies and engage in a joint discussion to find a solution.

Compiling a disciplinary record

Each step of the disciplinary process should be documented. All of this documentation goes into the employees personal
file and should be revised in case some rules are no longer important or exist.

Documentation of employee misconduct

Documentation is crucial in case of repeated misconduct or lawsuits. It is important that the manager is aware of all these steps.

  1. Should have employee name and job title
  2. Names of people involved
  3. Date, time and location of incident
  4. Write what happened and the problem
  5. Show which policies were broken
  6. Note the impact on the other employees
  7. Identify the changes needed
  8. Prior discussions with employee concerning problem
  9. Consequences if changes are not made.



Grounds for dismissal

Dismissal is a serious consequence for the organization and the employee hence should be undertaken carefully.

Wrongful dismissal

Terminating an employee with no just cause result in lawsuits as the employee either was fired for downsizing, restructuring of jobs, personal or
the employee was not given the opportunity to improve. Some manager believe that financial difficulties might be a just cause but it is not hence,
all steps in the disciplinary process should be noted before termination. Managers need to be careful of any possible wrongful dismissals.

Constructive dismissal

This method revolves around decreasing the working conditions of employment.
However the organization needs to give significant notice and provide fair solutions.

Dismissing employees

There is no right way to dismiss an employee however an employer needs to be tactful and truthful in the process.
The termination needs to be held in a neutral environment and be clearly, explain the process, reasons, answer questions and do not blame.
The managers should not talk about the termination with the other employees.

Providing career transition assistance

Many organizations provide outplacement services in order to help the dismissed employee with the trauma and provide support in finding a new job.
The provide consultants in order to reduce the anger and avoid lawsuits.

Results of inaction

Failure to act directly on the misconduct is important, if it is delayed it can be appealed for unjustified actions.
This will happen if the employee was punished later on.
However, the managers avoid taking actions early due to lack of information, no documentation and no supper from upper management

Appealing disciplinary actions

Organizations have more frequently begun to protect employees from unfair disciplinary actions.

Alternative dispute-resolution procedures

The ADR is used instead of a grievance procedures for union workers in order to resolve complaints.
Employers want to meet the expectations for fair treatment hence this provides a process for communication and decrease the minor problems.

Mediation

The use of an impartial third party to facilitate the resolution of a problem.
This method is accepted by both parties due to its informality and flexibility. Facilitates face to face meetings.



Step-review systems

System of reviewing employee complaints by successively higher levels of management. They each review it and make a decision.

Use of a hearing officer

In large organizations a person is hired to assume a neutral position and resolve any issues.
They work independently form the management and make final decisions based on requests.

Open door policy

This is a policy where the employee can present his complaints to a higher level management above his supervisor.

Ombudsperson system

Designated person from whom an employee can seek advice however the decision taken is not finalized due to the lack of authority.

Arbitration

Employers may suggest presenting the dispute to an arbitration resolution.

Organizational ethics in employee relations

Even though laws in the employment and HR field exist, ethical issues are always a manager’s number one concern as they have to be careful of what
is considered right and what is considered wrong depending on the circumstances. In addition, providing whistle blowing programs is important and encouraging
a respectful work environment.

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T.Titus

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